NFA Branch Manager Examination — Information & Free Practice
US · Examination information
200 free questions · Answer explanations · No signup required
NFA Branch Manager Examination
- Provider
- FINRA
- Format
- True/False and Multiple Choice
- Exam questions
- Total questions: 50; Scored questions: 50.
- Time limit
- 1 hour
- Passing score
- 70%
Examination outline
- General
- CPO/CTA General
- CPO/CTA Disclosure Documents
- Customer Information and Risk Disclosure ("Know your Customer") (NFA Compliance Rule 2-30)
- Disclosure by CPOs and CTAs Required for Costs Associated with Futures Transactions
- Disclosure by FCMs and IBs Required for Costs Associated with Futures Transactions
- IB General
- General Account Handling and Exchange Regulations
- Discretionary Account Regulation
- Communications with the Public and Promotional Material (Compliance Rule 2-29)
- Anti-Money Laundering Requirements
Examination sources
- NFA Study Outline for Futures Industry Exams
Series 30, Major Subject Areas of the Examination; indexed blocks 433 and 440-518
- NFA Proficiency Requirements
Branch Manager Proficiency Requirements, Series 30 Study Outline link
- FINRA Series 30
Main text, content-outline pointer
- FINRA Series 30
Main text, examination length and passing score
- NFA Study Outline for Futures Industry Exams
Exam Types and Costs, Series 30 row
- NFA Study Outline for Futures Industry Exams
Signing up for the Futures Industry Exams
- NFA Study Outline for Futures Industry Exams
Signing up for the Futures Industry Exams, sponsor requirement