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CSI Exempt Market Proficiency Examination (EXMP) — Information & Free Practice

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About CSI Exempt Market Proficiency Examination (EXMP)

CSI Exempt Market Proficiency Examination (EXMP) · CA

Key exam facts

Provider
Canadian Securities Institute (CSI); Prometric is the exam-delivery partner.
Format
One proctored multiple-choice examination, remote or in-person at a test centre.
Exam questions
Total questions: 100.
Time limit
3 hours
Passing score
60%
Exam fee
Official EXMP enrolment page lists $650 for the online interactive course with PDF textbook, plus applicable taxes. This is a course-package price; no separate first-attempt EXMP examination fee or explicit currency label was identified on that page. General CSI fees list $300 for second and subsequent exam attempts.

Topics covered

  • Overview of the capital markets (10%)

  • Regulatory framework (5%)

  • Compliance for exempt market dealers (6%)

  • Dealing with clients (10%)

  • The private placement process (7%)

  • The structures of issuers (11%)

  • Real estate and mortgage investments (7%)

  • Flow-through shares (7%)

  • The mining industry (7%)

  • The oil and gas industry (7%)

  • Hedge Funds (7%)

  • Know your client and suitability (16%)

How to prepare

Work through the topics, read the explanation after each answer, and revisit the areas where you miss questions. Use the official outline and reference materials below to guide your study.

These independent practice questions are not actual exam items and do not guarantee a passing result.

Frequently asked questions

What is the exam format?

One proctored multiple-choice examination, remote or in-person at a test centre.

How many questions are on the exam?

Total questions: 100.

How long is the exam?

3 hours

What is the passing score?

60%

How much does the exam cost?

Official EXMP enrolment page lists $650 for the online interactive course with PDF textbook, plus applicable taxes. This is a course-package price; no separate first-attempt EXMP examination fee or explicit currency label was identified on that page. General CSI fees list $300 for second and subsequent exam attempts.

Official sources and references

Confirm current exam arrangements with the exam provider.